Understanding LoRA with a minimal example

LoRA (Low-Rank Adaptation) is a new technique for fine tuning large scale pre-trained
models. Such models are usually trained on general domain data, so as to have
the maximum amount of data. In order to obtain better results in tasks like chatting
or question answering, these models can be further ‘fine-tuned’ or adapted on domain
specific data.
It’s possible to fine-tune a model just by initializing the model with the pre-trained
weights and further training on the domain specific data. With the increasing size of
pre-trained models, a full forward and backward cycle requires a large amount of computing
resources. Fine tuning by simply continuing training also requires a full copy of all
parameters for each task/domain that the model is adapted to.
LoRA: Low-Rank Adaptation of Large Language Models
proposes a solution for both problems by using a low rank matrix decomposition.
It can reduce the number of trainable weights by 10,000 times and GPU memory requirements
by 3 times.
Method
The problem of fine-tuning a neural network can be expressed by finding a \(\Delta \Theta\)
that minimizes \(L(X, y; \Theta_0 + \Delta\Theta)\) where \(L\) is a loss function, \(X\) and \(y\)
are the data and \(\Theta_0\) the weights from a pre-trained model.
We learn the parameters \(\Delta \Theta\) with dimension \(|\Delta \Theta|\)
equals to \(|\Theta_0|\). When \(|\Theta_0|\) is very large, such as in large scale
pre-trained models, finding \(\Delta \Theta\) becomes computationally challenging.
Also, for each task you need to learn a new \(\Delta \Theta\) parameter set, making
it even more challenging to deploy fine-tuned models if you have more than a
few specific tasks.
LoRA proposes using an approximation \(\Delta \Phi \approx \Delta \Theta\) with \(|\Delta \Phi| << |\Delta \Theta|\).
The observation is that neural nets have many dense layers performing matrix multiplication,
and while they typically have full-rank during pre-training, when adapting to a specific task
the weight updates will have a low “intrinsic dimension”.
A simple matrix decomposition is applied for each weight matrix update \(\Delta \theta \in \Delta \Theta\).
Considering \(\Delta \theta_i \in \mathbb{R}^{d \times k}\) the update for the \(i\)th weight
in the network, LoRA approximates it with:
\[\Delta \theta_i \approx \Delta \phi_i = BA\]
where \(B \in \mathbb{R}^{d \times r}\), \(A \in \mathbb{R}^{r \times d}\) and the rank \(r << min(d, k)\).
Thus instead of learning \(d \times k\) parameters we now need to learn \((d + k) \times r\) which is easily
a lot smaller given the multiplicative aspect. In practice, \(\Delta \theta_i\) is scaled
by \(\frac{\alpha}{r}\) before being added to \(\theta_i\), which can be interpreted as a
‘learning rate’ for the LoRA update.
LoRA does not increase inference latency, as once fine tuning is done, you can simply
update the weights in \(\Theta\) by adding their respective \(\Delta \theta \approx \Delta \phi\).
It also makes it simpler to deploy multiple task specific models on top of one large model,
as \(|\Delta \Phi|\) is much smaller than \(|\Delta \Theta|\).
Implementing in torch
Now that we have an idea of how LoRA works, let’s implement it using torch for a
minimal problem. Our plan is the following:

Simulate training data using a simple \(y = X \theta\) model. \(\theta \in \mathbb{R}^{1001, 1000}\).
Train a full rank linear model to estimate \(\theta\) – this will be our ‘pre-trained’ model.
Simulate a different distribution by applying a transformation in \(\theta\).
Train a low rank model using the pre=trained weights.

Let’s start by simulating the training data:

library(torch)

n <- 10000
d_in <- 1001
d_out <- 1000

thetas <- torch_randn(d_in, d_out)

X <- torch_randn(n, d_in)
y <- torch_matmul(X, thetas)

We now define our base model:

model <- nn_linear(d_in, d_out, bias = FALSE)

We also define a function for training a model, which we are also reusing later.
The function does the standard traning loop in torch using the Adam optimizer.
The model weights are updated in-place.

train <- function(model, X, y, batch_size = 128, epochs = 100) {
opt <- optim_adam(model$parameters)

for (epoch in 1:epochs) {
for(i in seq_len(n/batch_size)) {
idx <- sample.int(n, size = batch_size)
loss <- nnf_mse_loss(model(X[idx,]), y[idx])

with_no_grad({
opt$zero_grad()
loss$backward()
opt$step()
})
}

if (epoch %% 10 == 0) {
with_no_grad({
loss <- nnf_mse_loss(model(X), y)
})
cat(“[“, epoch, “] Loss:”, loss$item(), “\n”)
}
}
}

The model is then trained:

train(model, X, y)
#> [ 10 ] Loss: 577.075
#> [ 20 ] Loss: 312.2
#> [ 30 ] Loss: 155.055
#> [ 40 ] Loss: 68.49202
#> [ 50 ] Loss: 25.68243
#> [ 60 ] Loss: 7.620944
#> [ 70 ] Loss: 1.607114
#> [ 80 ] Loss: 0.2077137
#> [ 90 ] Loss: 0.01392935
#> [ 100 ] Loss: 0.0004785107

OK, so now we have our pre-trained base model. Let’s suppose that we have data from
a slighly different distribution that we simulate using:

thetas2 <- thetas + 1

X2 <- torch_randn(n, d_in)
y2 <- torch_matmul(X2, thetas2)

If we apply out base model to this distribution, we don’t get a good performance:

nnf_mse_loss(model(X2), y2)
#> torch_tensor
#> 992.673
#> [ CPUFloatType{} ][ grad_fn = <MseLossBackward0> ]

We now fine-tune our initial model. The distribution of the new data is just slighly
different from the initial one. It’s just a rotation of the data points, by adding 1
to all thetas. This means that the weight updates are not expected to be complex, and
we shouldn’t need a full-rank update in order to get good results.
Let’s define a new torch module that implements the LoRA logic:

lora_nn_linear <- nn_module(
initialize = function(linear, r = 16, alpha = 1) {
self$linear <- linear

# parameters from the original linear module are ‘freezed’, so they are not
# tracked by autograd. They are considered just constants.
purrr::walk(self$linear$parameters, \(x) x$requires_grad_(FALSE))

# the low rank parameters that will be trained
self$A <- nn_parameter(torch_randn(linear$in_features, r))
self$B <- nn_parameter(torch_zeros(r, linear$out_feature))

# the scaling constant
self$scaling <- alpha / r
},
forward = function(x) {
# the modified forward, that just adds the result from the base model
# and ABx.
self$linear(x) + torch_matmul(x, torch_matmul(self$A, self$B)*self$scaling)
}
)

We now initialize the LoRA model. We will use \(r = 1\), meaning that A and B will be just
vectors. The base model has 1001×1000 trainable parameters. The LoRA model that we are
are going to fine tune has just (1001 + 1000) which makes it 1/500 of the base model
parameters.

lora <- lora_nn_linear(model, r = 1)

Now let’s train the lora model on the new distribution:

train(lora, X2, Y2)
#> [ 10 ] Loss: 798.6073
#> [ 20 ] Loss: 485.8804
#> [ 30 ] Loss: 257.3518
#> [ 40 ] Loss: 118.4895
#> [ 50 ] Loss: 46.34769
#> [ 60 ] Loss: 14.46207
#> [ 70 ] Loss: 3.185689
#> [ 80 ] Loss: 0.4264134
#> [ 90 ] Loss: 0.02732975
#> [ 100 ] Loss: 0.001300132

If we look at \(\Delta \theta\) we will see a matrix full of 1s, the exact transformation
that we applied to the weights:

delta_theta <- torch_matmul(lora$A, lora$B)*lora$scaling
delta_theta[1:5, 1:5]
#> torch_tensor
#> 1.0002 1.0001 1.0001 1.0001 1.0001
#> 1.0011 1.0010 1.0011 1.0011 1.0011
#> 0.9999 0.9999 0.9999 0.9999 0.9999
#> 1.0015 1.0014 1.0014 1.0014 1.0014
#> 1.0008 1.0008 1.0008 1.0008 1.0008
#> [ CPUFloatType{5,5} ][ grad_fn = <SliceBackward0> ]

To avoid the additional inference latency of the separate computation of the deltas,
we could modify the original model by adding the estimated deltas to its parameters.
We use the add_ method to modify the weight in-place.

with_no_grad({
model$weight$add_(delta_theta$t())
})

Now, applying the base model to data from the new distribution yields good performance,
so we can say the model is adapted for the new task.

nnf_mse_loss(model(X2), y2)
#> torch_tensor
#> 0.00130013
#> [ CPUFloatType{} ]

Concluding
Now that we learned how LoRA works for this simple example we can think how it could
work on large pre-trained models.
Turns out that Transformers models are mostly clever organization of these matrix
multiplications, and applying LoRA only to these layers is enough for reducing the
fine tuning cost by a large amount while still getting good performance. You can see
the experiments in the LoRA paper.
Of course, the idea of LoRA is simple enough that it can be applied not only to
linear layers. You can apply it to convolutions, embedding layers and actually any other layer.
Image by Hu et al on the LoRA paper

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